In respect of the admitted securities:
(a) the number of securities in issue and the percentage of securities that are in public hands
Securities in issue: 10,000,000 Ordinary Shares.
No shares are held in treasury
The percentage of shares in public hands is 77.75%
(b) the particulars of any outstanding instruments issued by the issuer convertible into, or conferring a right to subscribe for, the admitted securities, and the amount and percentage of immediate dilution assuming full exercise of rights of conversion:
Warrants outstanding:
As described in the Company’s AQSE Admission Document, Harry Horner and Tom Horner each hold warrants over Ordinary Shares.
Name | Number of Ordinary Shares which are the subject of Unconditional Founder Warrants * | % of Diluted Share Capital following exercise of Unconditional Founder Warrants | Number of Ordinary Shares which are the subject of Conditional Founder Warrants* | % of Diluted Share Capital following exercise of Unconditional Founder Warrants |
Harry Horner | 3,000,000 | 25.0% | 2,500,000 | 25.0% |
Tom Horner | 3,000,000 | 25.0% | 2,500,000 | 25.0% |
(c) a list of the shareholders holding more than five per cent of the issuer’s share capital or voting rights and the percentage held by such shareholders;
The following shareholders hold 5% or more of the Company’s issued share capital:
Name | Number of Ordinary Shares | % of Issued Share Capital |
Harry Horner | 1,000,000 | 10.0% |
Tom Horner | 1,000,000 | 10.0% |
Close Brothers Asset Management | 650,000 | 6.5% |
(d) any restrictions on their transfer;
There are no restrictions on the transfer of shares in the Company.
(e) details of the exchanges or trading platforms on which they are admitted to trading
The Ordinary Share of the Company are admitted to trading on the Access segment of the AQSE stock exchange.